CVM Resolution 35 - Rules and Operating Parameters
CVM Resolution 35 establishes rules and procedures to be observed in securities transactions in regulated securities markets. SMBCB indicated the directors responsible for securities intermediation and their supervision, as set forth in Article 5 of Resolution 35. Updated information about the appointed directors can be consulted through the CVM website (www.cvm.gov.br), through consultation with the General Registry of Regulated Companies, in the Registration of SMBCB as "Multiple Bank with Investment Portfolio", as in the document here attached.

CVM Resolution 35 - Rules and Operating Parameters

CVM 161 - Bookrunner Activity
CVM Resolution 161 provides for the registration of activity of bookrunner of public offerings for the distribution of securities and the rules, procedures and internal controls to be observed when intermediating such offers.

The document below consolidates the main guidelines observed by the SMBCB regarding this theme.

CVM Resolution 161 - Rules and Procedures of Internal Controls